Israel patent application opposed on grounds of novelty and inventiveness – without citing prior art.

August 23, 2010

Back in 2001, Michael Cohen, an inventor from Kfar Ezion filed a patent application for an armor plate for stopping projectiles.

The claimed invention is defined as follows:

A composite, laminated armor panel for absorbing and dissipating kinetic energy from projectiles, said panel comprising:
a) a first outwardly-positioned layer made of a hard material selected from a ceramic material and a metal having a Rockwell-C hardness of at least 27;
b) an intermediate layer softer than said first layer, made of a material selected from aluminium and metals having a Rockwell-C hardness of less than 27; and
c) a third backing layer of tough woven textile material;
characterised in that said three layers are laminated together and wrapped on at least four sides in a further tough woven textile material which is bonded to the outer surface of said composite, laminated armor panel.

In the meantime, he has obtained patents for his invention in the United States (US 06,497,966), European (EP1352207) and Australian AU 2223998BB patents. In Israel, the application was allowed and subsequently published for opposition purposes. Thus examiners in 4 jurisdictions were persuaded that the invention was patentable.

Israel Military Industries (IMI) opposed the patent application and Noach Shalev Shmulovich, the Deputy Commissioner of Patents has now ruled that the patent is, indeed, invalid as lacking inventive step, and awarded costs of NIS 30,000 to IMI.

That the Israel Patent Office independently concludes that a patent is invalid, despite it issuing elsewhere is perfectly reasonable. What is problematic however, is that the six page ruling concludes a lack of novelty and inventive step whilst failing to cite a single prior art document. Furthermore, the decision notes explicitly that no such highly relevant documents were furnished.

There was apparently a large volume of evidence submitted by both parties that describes collaboration between them. The issue of who was the true inventor was, however, considered moot by the decision which ruled the patent lacking inventive step.

Normative practice dictates that novelty and inventive step (non-obviousness) should be considered in light of the prior art, which generally takes the form of published references. There is no problem for an expert witness to produce lab-books or specimens indicating what his group or others were doing at the time the application was filed. In this instance that did not happen, which precludes debate on the correctness of the decision.

Furthermore, the decision implies that where a new combination of elements exists that is based on well-established principles, it is not merely enough to show clear advantage over the prior art, to establish a case of patentability, putting the onus on the examiner or the opponent to produce prior art that is novelty destroying or sufficiently close to render the invention obvious. This raised the bar for patentability over and beyond that previously accepted. It encourages examiners to reject claims based on gut feelings, without producing prior art.  

The published decision indicates a lack of understanding regarding the relationship between hardness and brittleness of a material, the root causes of ductility and the differences between the methods of static energy absorption used in indentation hardness testing, and the dynamic energy absorption involved in stopping a projectile. 

That as may be, Justice Shamgar, in Appeal 345/87 Hughes Aircraft v. State of Israel 44(5) 45, gave guidelines that the lower courts and the patent office should follow when ascertaining novelty and inventive step. See also Annulment decision IL 123976 Yafim Gisser vs. Compucraft. This decision ignores those guidelines.  

During the opposition proceedings, Cohen claimed that his system is better for stopping multiple impacts. It is correct that were the device known, this characteristic would not render the armor patentable. However, no evidence was reported that the device was indeed known. The underlying principles may be well established, but if by combining them in a unique manner a worthwhile improvement results, that should be sufficient to provide an inventive step – just a little one – a scintilla of inventiveness.

Whereas the underlying principles are well established, it is certainly not trivial to implement them in a working system that stops bullets, certainly not multiple impact. The claimed invention includes a strike plate, a softer backing plate, at least partially wrapped by an impregnated textile under tension. That’s four materials arranged in a certain manner with structural limitations. Additional limitations to narrow the scope of the invention may be in order, but only in light of identified prior art, not principles.

Absorption of energy of impact includes crack propagation in the ceramic, ductile (plastic deformation) in the backing plate, delamination, fiber pullout and crack deflection in the fiber-resin wrap, and a host of other mechanisms. It is very difficult to predict up front how such a system would behave in response to an impact.

Inventive step must be considered in light of prior art. One useful feature of opposition proceedings is that persons familiar with a field can produce prior art that Examiners may have missed or misinterpreted. It seems elementary that without evidence to the contrary, a patent claim should be considered just that - patentable.

Based on the decision as published, if Cohen were my client, I’d urge him to appeal to the Courts.

Note - in this case, I have a fairly detailed understanding of the technology. In addition to my qualification as a patent attorney, I am also a materials scientist. I started a PhD in polymer matrix polymer fiber composites in the Casali Institute of the Hebrew University (Applied Chemistry – under Professor Gad Marom). Due to lack of project funding, I switched to Applied Physics and ended up obtaining a PhD in analysis of hard coatings that was a spin-off of a project at Soreq -NRC that attempted to develop hard coatings for various applications. Despite being somewhat a “person of the art” and certainly well able to put myself in the shoes of persons of the art having shared lab space with graduate students developing armor stopping composites and having clients in the field - I am unable to decide whether the application is novel or inventive without evidence.


Merck’s patent application for once-weekly alendronate (Fosomax) successfully opposed in Israel

August 10, 2010

WO/1999/004773 titled “Method for Inhibiting Bone Resorption” is a patent application to Merck for a once weekly oral dosage pill for alendronate and other bisphosphonates for the treatment of Paget’s disease and osteoporosis and was filed in Israel as a national stage entry of the PCT as IL 153109.

Alendronate is marketed by Merck as Fosomax®, which has annual worldwide sales of over one billion US dollars.

Once granted, the application was published for opposition purposes, and both Teva and Unipharm, Israel’s leading generic companies opposed the application. We note that Unipharm was responsible for the cancelation of the basic alendronate patent in the Israel Supreme Court. As would be expected, Merck was represented by Richard Luthi, Unipharm by Adi Levit and Teva by Tal Band.

The main claim is as follows:

A pharmaceutical composition useful for inhibiting bone resorption in a human comprising from about 70 mg to about 140 mg of alendronic acid or a pharmaceutically acceptable salt thereof, or a mixture thereof, on an alendronic acid active weight basis, in association with a pharmaceutically acceptable carrier, wherein said composition is adapted for oral administration as a unit dosage form according to a continuous schedule having a periodicity selected from once-weekly dosing and bi-weekly dosing.

The grounds for opposition were lack of novelty, lack of inventive step, lack of utility and non-patentable subject matter. The Commissioner of Patents, Dr Meir Noam, complimented all the expert witnesses, both those recruited locally and those flown in from abroad, for their objectivity and professionalism, and pointed out that he had spent 12 days conducting oral hearings.

In his ruling, Dr. Noam concluded:

  1. That a specific formulation indicated for a specific dosage regime was patentable subject matter in Israel, and fell outside the ambit of section 7(i) which excludes methods of treatment of a human from patentable subject matter.
  2. Although there were suggestions in the literature – specifically in a professional journal called Lunar – to try administering a higher dosage less frequently, including once a week, as away of overcoming certain side effects, these were insufficient to rule out absolute novelty.
  3. The combination of the Lunar references and some of the previously reported filed tests were sufficient to render the invention obvious and lacking in inventive step, since although some of the papers indicated that a higher dosage would cause more gastrological irritation, there was sufficient evidence that the problem was caused by pills sticking in the throat, and so the frequency of dosage was more significant than the size of the dose. This coupled with the well established long half-life of the drug and the Lunar publications actually making the suggestion rendered the idea of reducing the frequency and upping the dose obvious to try. Furthermore, the 70 mg dose and once week administering of the treatment were both found in the literature.
  4. Having ruled the claimed invention as lacking in inventive step, the question of utility was moot, so Dr. Noam excused himself from ruling on the hundreds of pages of evidence submitted on the issue by both sides.

One interesting argument, put forward on behalf of Unipharm by Adi Levit, was that Haber’s rule applied, i.e. that  ”the time of exposure makes the poison”. In other words, where the problem is local irritation, a higher dosage for a shorter exposure time is likely to be beneficial, and thus there was no invnetive step. Merck tried to get this argument suppressed on technical grounds, claiming that it wasn’t in the original opposition as filed.

After ruling the patent invalid, the opposers, Teva and Unipharm, were given 30 days to submit breakdowns of costs incurred.

The case: Opposition to IL 153109 to Merck, titled “Pharmaceutical Composition Useful for Inhibiting Bone Resorption in a Human Comprising Alendronic Acid or a Pharmaceutical Acceptable Salt thereof or a Mixture Thereof”.

COMMENT

The decision as to lack of inventive step is clear and correct. We note that the same patent was disallowed in Korea and the UK as relating to a method of treatment, and in Europe as lacking inventive step. Dr. Noam is correct, however, that a decision in Israel should attempt to interprete the local law in light of local precedent, and that the courts and patent office should be aware of but not bound by decisions in corresponding cases in other jurisdictions.

The applicants claimed that Circular MN 30 allows Swiss type claims, i.e. new uses for old treatment, and the claimed invention was directed to a formulation. I tend to side with the opponents though and find the Commissioner’s ruling on this point not convincing. I see this as a patent for a method of treatment where the dosage regime is an inherent part of the treatment, since the product lacks inherent novelty, and the novelty is a function of the dosage, which is a method step. Arguably, however, because of the long half life, the product is the high dosage pill – regardless of the exact dosage regime.

There is an underlying issue of principle as well. Is it good public policy to allow a manufacturer to ‘evergreen’ by changing dosages and making similar ‘inventions’ to keep a product under patent protection indefinitely?

Section 7(i) strikes a balance between the rights of doctors and their patients on the one hand and those of manufacturers on the other. With Israel’s pharmaceutical industry being heavily skewed towards generic manufacture it is certainly preferably politically to refuse a patent like this on grounds of inventive step rather than on patentable subject matter which could be viewed as protectionist.

That said, the issue of patentable subject matter is a ‘hot potato’ that may require updating from time to time, due to TRIPS, world wide developments and as economic issues change. Nevertheless, I think that interpreting claim 1 as not being a method of treatment goes beyond fair interpretation of the Law and as such, the revision should be for the Legislature not for a Commissioner of Patents to decide. That Dr. Noam has chosen to allow Swiss type claims is indicative of Patent Office Policy but should not be sufficient to overcome Section 7(i) which is a clear statement. In this regard however, it is noted that Israel Patent Law is not frequently the subject of Knesset debate, so creative interpretation is probably required to keep practice up to date.  

The applicant is correct that a new dosage of an old treatment is patentable, but I believe this should be true only if the dosage is indeed new. If the dosage existed previously for a different administration regime, the pill is not new. Only the method of treatment is.


Jury finds Protonix patent infringed by Teva

April 24, 2010

A jury in the U.S. District Court for New Jersey has found in favour of Pfizer, ruling that the patent on its Protonix acid reflux drug is valid and infringed by Teva Pharmaceutical Industries, which has been selling a generic version of the drug since 2007.

The Jury rejected allegations by Israel’s Teva and India’s Sun Pharmaceuticals Industries that the patent for the widely used drug was obvious and should be declared invalid, Pfizer said.

The original patent on Protonix, known chemically as pantoprazole, is held by Swiss drugmaker Nycomed [NYCMD.UL] and was licensed to Wyeth, which is now owned by Pfizer. Nycomed and Wyeth filed their patent infringement lawsuit against Teva and Sun in May 2004. “We are pleased with the jury’s findings,” Pfizer said in a statement. “The jury held that the patent was not invalid, rejecting allegations by several generic companies that the patent was obvious.”

Pfizer and Teva agree that there are open legal issues still to be decided by the judge presiding over the case. Teva apparently claims that the District Court judge can still invalidate the patent independent of the Jury’s decision. The final decision could and probably would be appealed. “If we are successful at the end of this process, we will be seeking the full measure of our damages,” Pfizer spokesman Christopher Loder said. If successful, Pfizer will claim triple damages for willful infringement, and legal fees.

COMMENT

Patent validity requires novelty, utility and non-obviousness. The requirement for non-obviousness is defined as non-obvious to the skilled person of the art. I am a great fan of the jury system, and believe that a jury of men can determine by a majority, if something is beyond reasonable doubt. I am not sure that the same jury can reasonably determine whether something is or is not obvious to the hypothetical skilled man of the art.


Eden canned!

September 4, 2009

Israel trademark application number 186296 to Shimurei Eden Ta’asaiyot Mazon (2007) Ltd, (literally, Preserved Eden Food Industries 2007 Ltd.) is illustrated below:

Eden Mark

After allowance the mark published for opposition purposes and was opposed by David Benino who owns a word trademark for “Taste of Garden of Eden”, claiming the usual passing off, confusing the public, etc.

Benino markets patisserie goods, not tinned foodstuffs. However,  on the basis of the creative but somewhat ludicrous argument that, since Benino had to disclaim unique rights to the word “taste” to register his mark, by default, he had obtained unique rights in the words garden and Eden! 

The Arbitrator of Intellectual Property,  Ya’ara Caspi Shoshanni, rejected the argument, and in a rather boring 9 page dissertation, applied the so-called “triple test”, comprising examining:

  1. Appearance of mark
  2. Sound of mark (phonetic test)
  3. types of customers
  4. types of goods covered by the mark
  5. everything else of relevance

The fifth volume of the trilogy apparently includes:

  1. marketing channels
  2. the logical test
  3. the clear-thinking test

Somewhat laboriously, we were exposed to the reasoning why tinned fruit and veg. marketed in supermarkets would not be confused with the products of a local pastry shop in Netanya having a personal relationship to the client.

Now I don’t expect either party to the proceedings to point out that the words garden and Eden and indeed the phrase Garden of Eden are practically generic phrases for quality foodstuffs and thus inherently none distinctive. However, I would expect Ms.  Caspi Shoshanni to have noted in passing that amongst other trademarks, there is Water of Eden for a leading Israeli mineral Water and Tal Eden for a boutique cheese; particularly since she did reference the recent Tal Eden trademark decision (no 169507) where likelihood of confusion and passing off between Tal Eden and Tal Emek (literaly Eden Dew and Valley Dew) was dismissed. 

To me this seems obvious, but in view of it not being applied, I would like to humbly suggest a sixth strand should be applied to the triple test; the Connotations and Meaning Factor (pun intended).

Briefly, in applying the Connotations and Meaning factor, one would examine if a word like Manna, Eden, Paradise, Heavenly, etc. should, by virtue of its meaning (which in this case implies a divine quality and purity), should, even if used and registered as a trademark, confer minimal rights to restrict competitors.

The ruling that the Elite and Milka cows could graze in peaceful coexistence as trademarks for chocolate in the trademark register, and that Galillee Vineyards for Arak and Galillee Hills Vineyards for wine, could coexist without confusing the public, made this whole opposition process a little rediculous. 

The following questions remain open:

  1. Can the “Waters of Eden” trademark be diluted?
  2. Whether Adam and Eve would have established a canning factory had they not fallen from grace?

Unipharm Successfully Opposes and Voids three out of four allowed Smithkline Beecham Patent Applications for Thiazolidinedione Hydroenation

July 7, 2009

Under Israel Law, once allowed by an Examiner, a patent application publishes and oppositions may be filed within three months of publication. Grounds for opposition including, inter alia, lack of novelty, obviousness, that the opposer and not the applicant is the true inventor.

In the cases in question are IL 131392 and it’s divisionals: IL166189 and IL 166550, and IL 135898, all relating to addition of hydrogen about the C=C double bond of  thiazolidinedione TZD in the production of Rosiglitazone, with IL 131392 and IL166189 and IL 166550 relating to use of the relatively gentle borohydride reducing agent on the thiazolidinedione and IL 135898 relating to achieving the same product by reacting the with hydrogen in the presence of a palladium on carbon catalyst under Read the rest of this entry »


Should the Association of Israel Patent Attorneys be a Voluntary Regulatory Body?

July 7, 2009

Michal-HachmeyIn the 2009 General Meeting on Sunday, in her overview of activities of the Association of Patent Attorneys in Israel, outgoing chairperson, Ms. Michal Hackmey, pointed out that since it was a voluntary professional body, the Association of Patent Attorneys in Israel lacked the teeth to be able to enforce decisions, and that many practitioners weren’t members.

The situation regarding patent attorneys in Israel is different from that regarding Israel Attorneys-at-Law who can be struck off for malpractice and the Ethics Committee of the Israel Bar is able to suspend or otherwise discipline members. Unless one is a member of the Israel Bar, one cannot practice law – appart from the exceptions that is, like accountants practicing tax law, etc.

So what happens with patent attorneys overseas?

Apparently, Read the rest of this entry »


Business and Software Patents, a last word? – US Supreme Court to Hear Bilski

June 2, 2009

In Bilski et al. vs. Doll, the Federal Circuit Court of Appeals rejected pure software and business method patents and moved closer to the European standard of what is patentable, allowing software tied to a physical machine, but not software per se.

The Supreme Court has granted certiorari and agreed on Monday to review the Bilski case and to consider writing a new, modern definition of the kinds of inventions that are eligible for patent rights.

It is important to clarify when, if ever, an invention that involves a method of doing business can be patented in the US. At present, it is impossible to advise clients as to the patentability of such material.

The decision will come in the next Term, so nothing will happen until October.

For a good overview of issues, see Patently-O http://www.patentlyo.com/patent/2009/06/bilski.html

The FCAC overturned the Supreme Court decision not to limit patent eligibility for “any” new and useful process beyond excluding patents for “laws of nature, physical phenomena, and abstract ideas.”


ARCOS for cutlery and ARCOSTEEL for steel kitchenware Not Confusing – Are they?

May 21, 2009

The IP adjudicator at the Israeli Trademarks Office has dismissed an opposition against the registration of the trademark ARCOSTEEL on the grounds that there was no likelihood of confusion with the earlier registered trademark ARCOS (April 2 2009).

Millennium Mark filed to register the figurative mark ARCOSTEEL for stainless steel kitchenware (Class 21 Read the rest of this entry »


Altana Loses Appeal Against Teva, preventing Preliminary Injunction

May 19, 2009

Teva and Sun consider Altana’s Patent No. 4,758,579 invalid. The patent relates to pantoprazole, the active ingredient of the anti-ulcer drug Protonix®.

Israel’s Teva and Sun filed for permission to begin making generic versions of the drug, and Altana then filed an infringement action. Now the generics have won again, as Altana have lost their appeal following the New Jersey district court denying Altana’s motion for a preliminary injunction.

The lower court rejected the request for preliminary relief since it found that the patentee had failed to prove a likelihood of success on the merits and also had failed to show irreparable harm.

On appeal, the Federal Circuit affirmed Denial of Preliminary Injunction: “the law cited by the district court highlights this court’s deference to a district court’s determination whether a movant has sufficiently shown irreparable harm.”

Essentially, Teva has a case that the patent may be invalid due to obviousness, and can pay the damages if they lose.

We note that the Court ruling highlights that generic manufacturers do  public service by producing cheap drugs where patent protection is not appropriate in cases where there is no invention.

Altana Pharma & Wyeth v. Teva (Fed. Cir. 2009).


Chippendales’ collar, bow tie and cuffs not considered distinctive

May 7, 2009

In Re Chippendales USA Inc (Case 7866598, March 25 2009),  the Trademark Trial and Appeal Board (TTAB) affirmed a decision of the USPTO denying Chippendales USA Inc’s application to register its collar, bow tie and cuffs attire as a trademark. 

chip-and-dale

Background
On July 8 2005 Chippendales filed an application with the USPTO to register the collar and cuffs mark for “adult entertainment services, namely exotic dancing for women Read the rest of this entry »


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