Book Review: The Essentials of Patent Claim Drafting

January 8, 2012

The Essentials of Patent Claim Drafting by Morgan D. Rosenberg is a straightforward practical guide to drafting claims, aimed at the beginner. To the extent that one can learn to draft claims from a book, this is not a bad tutorial.

As with many such works however, it is strongly biased to mechanical type drafting. Software and physics are covered to some extent, but the focus is heavily on the predictable arts. The claim style is a little long-winded and pedantic for my taste. The focus is on USPTO requirements, but nevertheless, in my opinion, a chapter dedicated to the differences in US approach, from say, that of the EPO, would be a valuable addition.

The thrust is on drafting claims for obtaining patents. System, Method, product-by-process, Jepson, Markush and Beauregard  claim styles are discussed and illustrated, as are means+function, which are discouraged. Free Beer claims are not mentioned unfortunately. Nor are other claim styles disallowed in the US such as omnibus claims.  Since ultimately a patent might be litigated, there should perhaps be some discussion on claim construing in Marksman hearings and the need to make sure that terms cannot be misinterpreted.  Nevertheless, a useful guide for beginners.

  • Paperback: 224 pages
  • Publisher: Oxford University Press, USA (November 17, 2011)
  • Language: English
  • ISBN-10: 0199856354
  • ISBN-13: 978-0199856350
  • $125

Rules for Patent Drafting

January 8, 2012

There are many books that relate to claim drafting. Rules of Patent Drafting by Joseph Root is different in that it relates to drafting patent specifications, not merely the claims. Its premise is that when a patent is litigated, terms not mentioned in the claims but used in the specification may be read into the claims by the court during claim construction in the so-called Marksman Hearings, so it is important to carefully consider the specification as a whole when drafting applications, and not merely the claims. The book implicitly rejects the idea propagated by do-it-yourself patent guides, that the inventor can write his own application and simply have a patent agent or attorney draft the claims.

Instead of moaning about what the courts do to patent claim interpretation in Marksman hearings, the book suggests internalizing the court’s approach and reconsidering one’s patent drafting, and provides rules for so doing. In particular, the book suggests writing longer and more detailed disclosures, while taking care not to describe optional features as necessary ones, of course.

One interesting insight about the claims is that since an independent claim has to be construed as being broader than its dependencies, a purpose served by claiming seemingly trivial elements in dependent claims is not to provide a fall back position, but rather to prevent these elements being construed as essential to the invention.

The contents and insights are refreshingly different from the type of thing that seems to be rehashed in books aimed at beginners. Furthermore, the author, Joseph Root,  supports his contentions and illustrates his approach with reference to Federal Circuit Court of Appeal decisions.

Unlike most books on claim drafting that seem to focus on mechanical or electronic systems, the author relates to both the predictable and the unpredictable arts, and instead of simply saying that they are no longer popular, doesn’t shy from tackling means claiming in a thorough manner.

What is particularly refreshing though, is the style. The author emphasizes his points with similes and metaphors taken from an impressive range of books, films, and TV series. Despite thoroughly addressing weighty subject matter, the book is not a heavy read.

ISBN13: 9780199734924
ISBN: 0199734925
Published: February 2011
Publisher: Oxford University Press USA
Country of Publication: USA
Format: Paperback
Price: £135.00

America Invents at Bar Ilan University

January 5, 2012

Yesterday, I had the privilege to attend a very well run and well constructed full day program dedicated to the America Invents Act. The highlight of the program, was, without a doubt, a lecture by Judge Randall Rader, the Head of the US Federal Circuit Court of Appeals.  Judge Rader is in the enviable position that his interpretation of the amendment to the patent law is likely to prevail when they are litigated. This is reason enough to hear him. Additionally, Rader is an accomplished speaker and his presentation was highly entertaining.

Rader started by wishing everyone a Good Year (Shana Tova) in heavily accented Hebrew, but then noted that it wasn’t actually the Jewish New Year at all. He went on to say all sorts of nice things to the appreciative audience, about Israel being heavyweight patent filer despite its small population, and that Israelis have a survivalist mentality that serves them well in the modern era of fierce global competition.

The main thrust of Rader’s presentation focused on what he saw as being the central issue of the America Invents Act; that America becomes a first-to-file regime, abandoning their anomalous first-to-invent system, thereby coming into line with the rest of the world. However, Rader noted with satisfaction, that the grace-period has been retained. In his opinion, this protects inventors from killing their patenting chances by first publishing or demonstrating their innovations. Rader expressed his hope that now that the US had made a massive move towards Europe in adopting the first to file regime, that perhaps Europe should reciprocate by also adopting a grace period.

Rader invited questions from the audience, and it seemed that many of those present were less than convinced that the judge was correct that the amended law reduced uncertainty and really promoted greater similarity between countries. I pointed out that as far as both novelty and inventive step (obviousness) are concerned, there was still significant differences. My good friend Larry Rublin made a short and succinct observation that made it apparent that he was proficient at defining systems, as would be expected from a patent attorney. In contrast to most of the audience, Larry’s mentor, Heidi Brun, went on record to the effect that she believed that the grace-period was positive, since it gave something to tell the inventor who had already exhibited.

I found myself realizing that my preference for first-to-file was that it provided certainty based on simple to establish facts.  Judge Rader apparently believes that patent protection is a reward for inventing and contributing to knowledge, and so the uncertainty that prior publication brings should be allowed, despite it somewhat complicating the system. I suspect that Heidi’s position reflected both her personal empathy with the inventors and also the patent attorney’s (self) interest to enable clients to protect their IP. Another reflection that came to me whilst listening to Judge Rader, was how unfortunate it is that Israel does not have dedicated IP judges. The final thought, seeing Rader’s stars and stripes necktie, and the green with white polka dot thing wore by sponsoring attorney Colb, was that there is apparently a correlation between the eminence of the speaker, and the ridiculousness of the tie.

The pastries served during the coffee break were freshly baked and delicious, and there was a selection of both tea and herbal infusions. Disappointingly, the coffee was either instant or botz (hot water poured over ground coffee).  Nevertheless, the speakers were sufficiently interesting that quality caffeine wasn’t necessary to stay awake.

Judge Rader was followed by a light-hearted but thought provoking presentation by Dr Dan Goldstein and Benjamin Fishman, both senior patent attorneys at Colb, each wearing formal business suits and fairly conservative ties. They proposed a number of reasonable scenarios and amply demonstrated that the law, as legislated, left a lot of uncertainly, and presumably the courts will have their work cut out over the next few years. Judge Rader was teased a little in the presentation, but he took it well, and showed his sharp legal mind  in one of his responses, by succinctly distinguishing between the aspects of the scenario presented that were a consequence of the new legislation, and the aspects that were equally problematic under the old law, or simply due to the complications of plausible, if convoluted, scenarios.

After lunch, comprising filled rolls and an orange vegetable soup, the program continued with sessions compered by Dr Yoav Mazeh and Dr Ofer Tur-Sinai, young lecturers at ONO Academic College, showing a nice collaboration between the two closely situated law faculties.

Colb himself spoke about the statistics of reexamination and came to the conclusion that after investing large sums of money, most clients obtain a patent that if they tried to enforce, would be invalidated or at least considerably narrowed, and suggested that attorneys should tell their clients.

Dr Ofer Tur-Sinai chaired the final session. David Zviel, Patent Counsel of NDS, spoke about the ethical conflicts faced by in-house counsel. David argued that the pressure resulting from dealing with ethical dilemmas faced by pin-house counsel were greater than those faced by attorneys working for patent firms. Unfortunately, for obvious reasons, he didn’t illustrate this assertion with concrete examples.

Professor Orli Lobel cut an impressively elegant figure in a well tailored jacket, and stylish designer jeans. For some reason she postulated that it was easier for a large corporation to make a decision and to pursue a policy than it was for an independent inventor. She backed up her position with some empirical evidence culled from the effect of the reform to the Canadian patent law that was in some ways similar to the American Invents Act. Her presentation was followed by one by Suzanne Erez, in-house IP counsel for IBM Israel, who wore a more homely knitted dress and flat shoes, and who walked around a lot whilst presenting. It was not clear whether she was gently poking fun at the earlier and mre formal speakers, or if Suzanne simply and justifiably felt at home with the audience of her peers, and felt no need to dress to impress. She focused on key issues that the act could and should have related to. All the presenters significantly contributed to the program and even without Judge Rader’s keynote presentation, the day would have been informative and worthwhile.

The event attracted about 100 people, and for Judge Rader’s presentation, the lecture hall was packed,  with people standing in the aisles.

This was the fourth such annual event hosted by Bar Ilan University and co-sponsored by the Jerusalem College of Technology and S. T. Colb Patent Attorneys. Although the food served at last year’s conference, held at the Tel Aviv Hilton was of a higher quality,  in my opinion that program, featuring attorneys from Fish Richardson was a little too commercially oriented for academic institutions like Bar Ilan and JCT to be identified with, despite being of a high standard.

It was certainly a better program than that offered the year before where the Bar Ilan – Colb collaboration examined the future of business method patents  after Bilski, despite pre-empting the decision it was supposed to analyze. It also featured too many academics having little knowledge of real patent issues.

In summary, this year’s program was informative, topical, well organized, well attended and thoroughly enjoyable. I congratulate all the speakers, and thank Professor Bitton, Seth Heller and Sanford Colb for organizing the event. We note with pleasure that Professor Arieh Reich, the Dean of the Bar Ilan Law Faculty announced that this January IP event would continue to be held annually.


JMB, Factor & Co. is Disbanding

December 22, 2011

Working in the field of intellectual property – as in many other disciplines – is dynamic. Partnerships and alliances have a beginning and an end.

After 3½ years of working together, Jeremy Ben-David and I have decided to end our partnership on December 31, 2011. We have both decided to pursue different directions within the IP field.

This is an amicable parting of the ways based on mutual respect.

Jeremy Ben-David will continue in the existing Jerusalem premises, as JMB Davis Ben-David – Patents, Designs & Trademarks. He may be contacted here: jmb@israel-patents.co.il

I will provide full details of my plans in January, but in the meantime, can be reached at mfactor@ipfactor.co.il

 

Wishing all clients, associates and blog followers a Successful 2012!

 

 

Michael


And who, are you?

December 15, 2011

And, who, are you?

The Association of Patent Attorneys in Israel, the A.P.A.I., is hosting a talk by committee member Daniel Freimann whose title is “Who are we Patent Attorneys”.

 It is not clear how the title should be parsed.

  • “Who are we? Patent Attorneys?”
  • “Who? Are we patent Attorneys?”
  • “Who Are We Patent Attorneys?”

I must admit that prior to receiving an invitation for this event, I didn’t have an identity problem beyond the usual midlife crisis. It is not clear if Freimann has a personal problem or if his title reflects an epidemic of identity failure within the profession.

Perhaps the organization is not merely lecturing to its members, but is actually querying them, and wants feedback from the more recently qualified practitioners.

That as may be, the event will be held at 4:30 PM on 3, January 2012, as always, in the Zionist Federation House, Tel Aviv.

Registration, for registered members of the organization only, via Ms Nessie Ben-Yosef, nebenyosef@rcip.co.il, no later than December 25, 2011.


Israel Patent Law Ammended

December 14, 2011

On 8th December 2011, the Israel Knesset passed an amendment to the Israel Patent Law 1967.

There appear to be two changes, the first cosmetic and the second substantive.

Firstly, all references to the Israel Patent Office “משרד הפטנטים” or uses of the word “לישכה” meaning ‘office’ are amended to “רשות הפטנטים”  and “רשות” , i.e. Patent Agency and Agency.

More substantively, there is an amendment to reflect that the Israel Patent Office, whoops, Agency will henceforth provide PCT style International Search Report compliant search reports (ISRs) and will also be able to provide International Search Reports for applications received by the Israel Receiving Office of the PCT, where one or more inventor or applicant is an Israeli Citizen or corporation, and also for citizens or corporations of other countries having a relationship and appearing in an appropriate appendix to the Law, to be updated from time to time.

COMMENT

The Israel Patent Office (it’s OK, I can still use the old name until 8 January 2012 when the amendment comes into force) has been styling itself Israel Patent Agency for a while now, but this is now enshrined in the Law. There don’t seem to be punishments for people who forget, but I will do my best to comply.

Regarding the Searches, there are a few questions that require clarifying and no doubt the Commissioner of Patents will issue a Circular in due course:

  1. Can Israel applicants still elect the USPTO or EPO to search their applications as they can at present?
  2. What happens if applications are filed at the International Receiving Office in Geneva? – at present, this does not affect the authorized International Search Authorities, but maybe this will change.
  3. How much will an Israel PCT search cost?
  4. When will this come into effect – not the amendment to the Law, but that Israel will provide ISRs?
  5. Now that the Israel Patent Agency  is to provide ISR type searches, does that mean that at last they will start searching and examining all claims, at least for the first invention as defined by PCT Law and Regulations, and not just the independent claims as they generally do at present.

Time, and Patent Office Circulars, will no doubt tell.


Missing the bus

December 8, 2011

Omnibus claims laconically claim the invention as described in the specification and/or illustrated in the figures of a patent application, instead of reciting strctural detail or listing method steps.

Back in 2008, the then Israel Commissioner of Patents, Dr Meir Noam, banned independent omnibus claims as being unclear, see here. That was some five years after Dr Noam assumed office. He failed to  explain why their clarity had suddenly changed for the worst, or why he’d suddenly noticed.

The present Commissioner of Patents, Mr Assa Kling, has now issued a circular ruling (Circular 008/011) due to the inherent lack of clarity, omnibus claims will henceforth not be allowed, whether submitted in dependent or independent form.

COMMENT

He is, of course correct, but then again, they are no more unclear now than they were previously. We hope that this indicates that henceforth, dependent claims are going to be examined on their merits. We also wonder if there is any scope for Israel courts to enforce the “pith and marrow” of a patent, regardless of claim deficiencies.


Next Sittings for Israel Patent Attorney Qualification Examinations

December 7, 2011

A week ago, the Israel Patent Office informed us that henceforth dates of examinations would ONLY be published on the Official website. See here

As I pointed out at the time, since there is a limited number of qualified mentors and a limited number of candidates who have all registered as trainees and so are known to the Israel Patent Office, the work involved in informing potential examination candidates is minimal. Furthermore, the little community of IP practitioners in Israel generally subscribe to the contact list of the Israel Patent Office and so simply informing the contact list would be fairly trivial, and, I suspect easier than updating the website.

I am not sure which personnel at the Israel Patent Office follow my blog, but it would be nice to think that my comments were heeded. That as may be, we are delighted to inform readers that the Israel Patent Office has recanted and have notified the mailing list.

the details are also available on the website and can be found  here

For those candidates who have problems with Hebrew legalese, in summary:

The oral exam will take place on Sunday 26 February 2012 and on Tuesday 28 February 2012, and candidates should keep both days free.

The written exam will take place in 19 February 2012 for those candidates wishing to display their skills at drafting chemistry or life science type applications. The exam that tests ability to draft mechanical, electronic and computer science type applications  will take place on Tuesday 21 February 2012.

Candidates should register a month earlier, i.e. by 19 January 2012 using this form

There is a minor mistake regarding the fee to be paid. Never mind. Several questions remain open. for example, some practitioners, such as myself, draft in both the predictable and unpredictable arts. Can such candidates sit both written papers? Can they register to both, look at the paper on the 19th and decide not to attempt it, but to come back two days later?

We also wait with bated breath to see if the examination committee for the oral exams will include ‘not more than one patent attorney’ as required by Law.

 


Is the Israel Patent Office ready to become an International Search Authority for PCT applications?

December 5, 2011

Back in 2010, WIPO voted to allow the Israel Patent Office to become an International search Authority. Since then, the Israel Patent Office has provided International Search Report (ISR) style searches for new applications first filed in Israel where applicant declares an interest in filing abroad.

Additionally, regular examinations are now provided in IPEA style.

In 2012, WIPO and the Israel Patent Office was decide if the IPO is ready to become an ISA. Depending on the cost and quality of a Blue & White search, patent attorneys in eligible jurisdictions (just Israel? Israel and Micronesia? elsewhere?) will advise applicants accordingly. Is the Israel Patent Office ready?


Israel Patent Attorney Qualifying Exams

November 29, 2011

The Israel Patent Office has informed that henceforth, details of examination dates for candidate patent attorneys will only be published on the Official Patent Office website.

COMMENT

From a quick look at the register, I note that there are only about 173 licensed practitioners that have the three years’ post licensing experience to mentor trainees. Since the previous commissioner, Dr Meir Noam, required registration of trainees, the Israel Patent Office has contact details of potential candidates. The Israel Patent Office also has a mailing list that one can subscribe  to.

In consequence of the above three facts, it seems fairly trivial for the Israel Patent Office to effectively actively inform all mentors, candidates and their mailing list of exam sittings. It seems a pity to think that someone might miss a sitting through not avidly monitoring the website, whose links often don’t work properly, and whose layout keeps changing.

Although according to regulations, the Exams should take place three times a year, in practice, they occur just under twice a year.  There is frequently insufficient notice. This development favors the bigger firms with many trainees, who can more easily see what’s happening. It discriminates against the hardy perennials who keep failing and may not be monitoring the patent office website.

Being a good Samaritan, literally – living as I do in Samaria – I will endeavor to keep my readers informed!


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